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(欠格事由) 第九百四十三条
次のいずれかに該当する者は、登録を受けることができない。
Grounds for Disqualification Article 943
A person who falls under any one of the following categories of persons may not obtain the Registration:
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一
この節の規定若しくは農業協同組合法(昭和二十二年法律第百三十二号)第九十二条第五項、金融商品取引法第五十条の二第十項及び第六十六条の四十第六項、公認会計士法第三十四条の二十第六項及び第三十四条の二十三第四項、消費生活協同組合法(昭和二十三年法律第二百号)第二十六条第六項、水産業協同組合法(昭和二十三年法律第二百四十二号)第百二十一条第五項、中小企業等協同組合法(昭和二十四年法律第百八十一号)第三十三条第七項(輸出水産業の振興に関する法律(昭和二十九年法律第百五十四号)第二十条並びに中小企業団体の組織に関する法律(昭和三十二年法律第百八十五号)第五条の二十三第三項及び第四十七条第二項において準用する場合を含む。)、弁護士法(昭和二十四年法律第二百五号)第三十条の二十八第六項(同法第四十三条第三項において準用する場合を含む。)、船主相互保険組合法(昭和二十五年法律第百七十七号)第五十五条第三項、司法書士法(昭和二十五年法律第百九十七号)第四十五条の二第六項、土地家屋調査士法(昭和二十五年法律第二百二十八号)第四十条の二第六項、商品先物取引法(昭和二十五年法律第二百三十九号)第十一条第九項、行政書士法(昭和二十六年法律第四号)第十三条の二十の二第六項、投資信託及び投資法人に関する法律(昭和二十六年法律第百九十八号)第二十五条第二項(同法第五十九条において準用する場合を含む。)及び第百八十六条の二第四項、税理士法第四十八条の十九の二第六項(同法第四十九条の十二第三項において準用する場合を含む。)、信用金庫法(昭和二十六年法律第二百三十八号)第八十七条の四第四項、輸出入取引法(昭和二十七年法律第二百九十九号)第十五条第六項(同法第十九条の六において準用する場合を含む。)、中小漁業融資保証法(昭和二十七年法律第三百四十六号)第五十五条第五項、労働金庫法(昭和二十八年法律第二百二十七号)第九十一条の四第四項、技術研究組合法(昭和三十六年法律第八十一号)第十六条第八項、農業信用保証保険法(昭和三十六年法律第二百四号)第四十八条の三第五項(同法第四十八条の九第七項において準用する場合を含む。)、社会保険労務士法(昭和四十三年法律第八十九号)第二十五条の二十三の二第六項、森林組合法(昭和五十三年法律第三十六号)第八条の二第五項、銀行法第四十九条の二第二項、保険業法(平成七年法律第百五号)第六十七条の二及び第二百十七条第三項、資産の流動化に関する法律(平成十年法律第百五号)第百九十四条第四項、弁理士法(平成十二年法律第四十九号)第五十三条の二第六項、農林中央金庫法(平成十三年法律第九十三号)第九十六条の二第四項、信託業法第五十七条第六項並びに一般社団法人及び一般財団法人に関する法律第三百三十三条(以下この節において「電子公告関係規定」と総称する。)において準用する第九百五十五条第一項の規定又はこの節の規定に基づく命令に違反し、罰金以上の刑に処せられ、その執行を終わり、又は執行を受けることがなくなった日から二年を経過しない者
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(i)
a person who has been sentenced to a fine or a severer punishment for the violation of the provisions of this Section or the provisions of Article 955, paragraph (1) as applied mutatis mutandis pursuant to Article 92, paragraph (5) of the Agricultural Cooperatives Act (Act No. 132 of 1947), Article 50-2, paragraph (10) and Article 66-40, paragraph (6) of the Financial Instruments and Exchange Act, Article 34-20, paragraph (6) and Article 34-23, paragraph (4) of the Certified Public Accountants Act, Article 26, paragraph (6) of the Consumer Cooperatives Act (Act No. 200 of 1948), Article 121, paragraph (5) of the Fisheries Cooperatives Act (Act No. 242 of 1948), Article 33, paragraph (7) of the Small and Medium-Sized Enterprise Cooperatives Act (Act No. 181 of 1949) (including the cases where it is applied mutatis mutandis pursuant to Article 20 of the Export Fisheries Promotion Act (Act No. 154 of 1954) and Article 5-23, paragraph (3) and Article 47, paragraph (2) of the Act on Organizations of Small and Medium Sized Enterprises (Act No. 185 of 1957)), Article 30-28, paragraph (6) of the Attorneys Act (Act No. 205 of 1949) (including the cases where it is applied mutatis mutandis pursuant to Article 43, paragraph (3) of that Act), Article 55, paragraph (3) of the Ship Owners' Mutual Insurance Union Act (Act No. 177 of 1950), Article 45-2, paragraph (6) of the Judicial Scrivener Act (Act No. 197 of 1950), Article 40-2, paragraph (6) of the Land and House Investigator Act (Act No. 228 of 1950), Article 11, paragraph (9) of the Commodity Futures Act (Act No. 239 of 1950), Article 13-20-2, paragraph (6) of the Administrative Scrivener Act (Act No. 4 of 1951), Article 25, paragraph (2) of the Act on Securities Investment Trust and Securities Investment Corporations (Act No. 198 of 1951) (including the cases where it is applied mutatis mutandis pursuant to Article 59 of that Act) and Article 186-2, paragraph (4) of that Act, Article 48-19-2, paragraph (6) of the Certified Public Tax Accountant Act (including the cases where it is applied mutatis mutandis pursuant to Article 49-12, paragraph (3) of that Act), Article 87-4, paragraph (4) of the Shinkin Bank Act (Act No. 238 of 1951), Article 15, paragraph (6) of the Export and Import Transaction Act (Act No. 299 of 1952) (including the cases where it is applied mutatis mutandis pursuant to Article 19-6 of that Act), Article 55, paragraph (5) of the Loan Security Act for Small and Medium Sized Fishery Industry (Act No. 346 of 1952), Article 91-4, paragraph (4) of the Labor Bank Act (Act No. 227 of 1953), Article 16, paragraph (8) of the Research and Development Partnerships Act (Act No. 81 of 1961), Article 48-3, paragraph (5) of the Agricultural Credit Guarantee Insurance Act (Act No. 204 of 1961) (including the cases where it is applied mutatis mutandis pursuant to Article 48-9, paragraph (7) of that Act), Article 25-23-2, paragraph (6) of the Act on Public Consultants on Social and Labor Insurance (Act No. 89 of 1968), Article 8-2, paragraph (5) of the Forestry Partnership Act (Act No. 36 of 1978), Article 49-2, paragraph (2) of the Banking Act, Article 67-2 and Article 217, paragraph (3) of the Insurance Business Act (Act No. 105 of 1995), Article 194, paragraph (4) of the Act on Securitization of Assets (Act No. 105 of 1998), Article 53-2, paragraph (6) of the Patent Attorney Act (Act No. 49 of 2000), Article 96-2, paragraph (4) of the Norinchukin Bank Act (Act No. 93 of 2001), Article 57, paragraph (6) of the Trust Business Act and Article 333 of the Act on General Incorporated Association and General Incorporated Foundation (hereinafter collectively referred to as the "Electronic Public Notice Related Provisions" in this Section) or the violation of an order based on the provisions of this Section and where two years have yet to elapse from the day on which the execution of the sentence has been completed or the sentence has become no longer applicable;
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二
第九百五十四条の規定により登録を取り消され、その取消しの日から二年を経過しない者
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(ii)
a person whose Registration has been rescinded pursuant to the provisions of Article 954 and where two years have yet to elapse from the day of such rescission; or
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三
法人であって、その業務を行う理事等(理事、取締役、執行役、業務を執行する社員、監事若しくは監査役又はこれらに準ずる者をいう。第九百四十七条において同じ。)のうちに前二号のいずれかに該当する者があるもの
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(iii)
a corporation where the Directors, etc. engaged in the business thereof (meaning directors, executive officers, members executing business, inspectors, company auditors or persons equivalent thereto; the same applies in Article 947) include a person who falls under any one of the preceding two items.
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